
Mukuru
We have an exciting opportunity for a Compliance Assistant to join our team. In this role, you will assist the AML Officer and AML Compliance Manager in ensuring the organization’s full compliance with anti-money laundering (AML) and combating the financing of terrorism (CFT) regulations. This includes implementing, monitoring, and enforcing AML/CFT policies and procedures. The Compliance Assistant will report directly to the AML Compliance Manager and collaborate with all departments in the country to ensure compliance across the organization.
Duties and Responsibilities (include but not limited to):
Detection and Analysis of Suspicious Activity:
- Utilize compliance dashboards to identify anomalies, potential fraud, or suspicious transactions in various transfer types.
- Monitor customer transactions for red flags, changes in behavior, and discrepancies.
- Conduct electronic and telephonic investigations to gather more information on suspicious transactions.
- Collaborate with the forensics team for complex investigations.
KYC/CDD Compliance:
- Conduct ongoing monitoring to ensure tellers are adhering to KYC/CDD policies and capturing required documentation.
- Review customer information and documentation for accuracy and completeness.
Reporting and Escalation:
- Prepare and file Suspicious Activity Reports (SARs) or other required reports for review.
- Escalate complex cases or suspected criminal activity to the AML Compliance Manager or relevant authorities.
Internal Monitoring:
- Perform system tests to verify functionality and identify potential vulnerabilities.
- Coordinate with relevant departments to identify areas that need redress.
Incident Response:
- Respond promptly to compliance-related inquiries and issues raised through Zendesk or other channels.
Key Requirements
- Grade 12 or equivalent.
- 2 years’ experience in the financial services industry (Essential).
- Knowledge of business operations, financial, sales, and management principles
- Knowledge of Mukuru system
- Ability to coordinate tasks and projects within the department
- Ability to identify areas requiring attention in relation to compliance
- Ability to collect information and data
- Ability to conduct checks on KYC/CDD/EDD
- Ability to respond to queries regarding STRs & customers in suspicious roles
- Knowledge of reporting any suspicious or fraudulent activities
Additional Skills
- Systematic Approach
- Initiative
- Attention to Detail
- Assertive
- Interpersonal Skills
To apply for this job please visit mukuru.breezy.hr.